Our archives on Dodd Frank
How risk management could address key challenges for wealth managers in Asia
Date: Dec 12, 2012 | Author: Frederic Bertholon-LampirisFrederic Bertholon-Lampiris, director of financial services industry practice at Deloitte Singapore feels that the traditional wealth management business model is at risk and has to be reshuffled.
“We need to create a trust in risk management system and supervision”
Date: May 04, 2012 | Author: Prasarn TrairatvorakulKeynote speech by Bank of Thailand governor Prasarn Trairatvorakul at The Asian Banker Summit 2012 on 26th April on trust, progress on global regulation reforms and their effects on Asia.
Collateral requirements hitting insurers and pension funds for OTC derivatives
Date: Dec 08, 2011 | Author: Peter HoflichBNY Mellon is hoping to leverage a broad service platform with multiple services as the industry becomes more complex and collateral requirements more onerous.
Regulators are failing at regulating
Date: Dec 05, 2011 | Author: Richard Kovacevich and William IsaacDick Kovacevich, chairman emeritus of Wells Fargo, and Bill Isaac, former chairman of the FDIC and global head of financial institutions for FTI Consulting, feel that regulatory supervision has been politicized.
Regulatory whirlwind hurls rules to four corners of globe
Date: Oct 13, 2011 | Author: Peter HoflichThe securities industry in Asia is to be affected by rules coming out of US and Europe, with new legal procedures and taxes in the works.
US regulations pushing derivatives business back into Asia
Date: Jun 17, 2011 | Author: Peter HoflichDodd-Frank and other US regulations will create opportunities for Asian banks, but also challenges for their US operations.
Simple indicators of systemic importance are a fast track to unintended consequences
Date: May 26, 2011 | Author: Michael ZerbsMichael Zerbs, president and COO of Algorithmics, feels that macro-prudential regulators need to keep in mind the predictable unpredictability that makes their reliance on simple indicators so dangerous.
Transitioning derivatives trading from OTC to clearing houses and CCPs
Date: Apr 07, 2011 | Author: ResearchUnderstanding how risk has changed and how it will affect the players in the trading market, if regulation helps, and what improvements can be made.